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Applicability and governance

This page covers how DORA applicability and governance accountability are modeled in Modulos.

OFF-16 governance requirements

RequirementTopicRegulation reference
ORF-303DORA applicability and proportionality governanceArt. 2, 4, 16
ORF-304Management body ICT accountability and training governanceArt. 5(1)-(4)
ORF-305ICT risk framework and resilience strategy governanceArt. 6(1)-(3), 6(5), 6(8)-(10), 15, 16(3)
ORF-306ICT control-function independence and audit governanceArt. 6(4), 6(6), 6(7)
ORF-321DORA delegated and implementing acts governanceArt. 15, 16(3), 18(4), 20, 26(11), 28(9)-(10), 30(5)

MFF-16 execution anchor

RequirementTopicRegulation reference
MRF-275AI system ICT risk framework implementationArt. 6(1)-(3), 15, 16(1), 16(3)

Governance outputs to maintain

  • DORA applicability matrix by legal entity and service perimeter
  • proportionality/simplified-regime rationale where applicable
  • management body accountability and training records
  • formally approved ICT risk strategy and policy architecture
  • delegated/implementing acts watchlist with impact assessments

Disclaimer

This page is for general informational purposes and does not constitute legal advice.